xx证券公司实行浮动佣金制后的效应及未来战略和对应措施毕业论文.doc
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xx证券公司实行浮动佣金制后的效应及未来战略和对应措施毕业论文,毕业论文，本人书写论文多年，上传作品为毕业合格作品，完整内容。格式标准，29400字左右。介绍： 摘 要佣金制度是有关佣金收取对象、收取标准和收取方式等的规划安排。从世界范围看,各发达国家在证券市场发展初期采用的都是固定佣金制,即由各国证券管理部门或证券交易所来确定一个统一的佣金比率或范围较窄的浮动界限。但随着全球经...
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毕业论文，本人书写论文多年，上传作品为毕业合格作品，完整内容。格式标准，29400字左右。介绍：
摘 要
佣金制度是有关佣金收取对象、收取标准和收取方式等的规划安排。从世界范围看,各发达国家在证券市场发展初期采用的都是固定佣金制,即由各国证券管理部门或证券交易所来确定一个统一的佣金比率或范围较窄的浮动界限。但随着全球经济一体化和金融自由化浪潮的冲击,佣金制度在全球范围内发生了巨大的变革。而我国的证券市场从成立之日起便一直采用固定佣金制,它适合我国证券市场的现实状况及发展水平,对我国这样一个新兴的证券市场的稳定、成长和发展起到了积极作用。
本文分三大部分分别介绍了佣金制度的变革历程、xx证券实行浮动佣金制后的效应分析、xx证券在浮动佣金制的后竞争时代的应对措施与未来战略。
第一部分分为三节，第一节简要介绍佣金制度的定义以及对证券公司收入和利润的影响。第二节分国家和地区介绍国外证券市场的佣金制度的变革历史以及经验教训。第三节通过介绍我国实行浮动佣金制前后的变化和影响来说明券商行业在实行浮动佣金制后面临的巨大机遇和挑战。
第二部分分为两节，分别运用定性分析和定量分析的方法分析、比较和总结，简析xx证券公司在应对我国证券行业的浮动佣金制的改革所做出的各种应对措施以及产生的正面效应和负面效应。其中正面效应包括优化公司结构，提高服务质量，经营模式创新，资产管理业务增长，以及未来的机遇和创新。负面效应包括经纪业务收入的部分转移，利润增加的巨大挑战，以及服务全面化和系统化的缺乏。
第三部分分为两节，第一节是简述xx证券公司在实行浮动佣金制后的未来战略提高核心竞争力，第二节是详细分析xx证券公司为了使未来战略实现所做出的应对措施。
关键词 浮动佣金制 效应分析 企业核心竞争力 未来发展战略
Abstract
Commission is the plan of commission charged objects, collection of standards and means of receipt of the planning arrangements. From a global perspective, the early stage of development in the securities market with the developed countries are the fixed commission system, that is, national stock exchange the securities management department or commission to determine a unified floating rate or narrow limits. But with the global wave of economic integration and financial liberalization, the impact of commission around the world has undergone tremendous changes. The establishment of China's securities market from the date has been fixed commission system, it is suitable for the reality of China's securities market and the development of a new stock market in China's stability, growth and development played a positive role.
This thesis introduced the three most of the commission's reform process, GF Securities commission system for a floating effect，analysis of GF Securities commission system in the post-float era of competition and future response strategies.
The first part of the divided into three sections, section 1 briefly introduce the definition of the commission system and the securities company revenue and profit impact. Section 2 describes the foreign sub-national and regional changes in the stock market commission history and lessons learned. Section 3 illustrates the commission system in the face after floating the enormous opportunities and challenges by introducing a floating commission system and the impact of changes before and after the brokerage industry.
The second part of the two sections, the use of qualitative analysis and quantitative analysis method to analyze, compare and summarize Analysis of GF Securities Shijiazhuang branch in response to fluctuations in the securities industry, the reform commission system made of various response measures and the resulting positive and negative effects. One positive effect of including the optimization of corporate structure, improve service quality, business model innovation, asset management, business growth, and future opportunities and innovation. Negative effects include the part of the brokerage business income transfers, the great challenge to increase profits, and service the lack of comprehensive and systematic.
The third part divided into two sections, first section is brief GF Securities Shijiazhuang branch floating in the commission system for the future strategies to enhance core competence, Section two is a detailed analysis of GF Securities Shijiazhuang branch strategies in order to achieve the purpose.
Keywords Floating commission system Analysis of the effect Core Competence of the Corporation Future development strategies
目 录
摘 要 I
Abstract II
第1章 绪论 1
1.1 研究的背景 1
1.2 研究的意义 2
1.2.1 国外的研究现状 3
1.2.2 国内的研究现状 4
1.3 研究思路和方法 5
第2章 佣金制度的变革 7
2.1 佣金制的概述 7
2.1.1 佣金的定义 7
2.1.2 佣金制改革对证券公司收入的巨大影响 7
2.2 国外的佣金制度的变革历程 8
2.2.1 美国的佣金制度的变革历程 8
2.2.2 欧洲国家的佣金制度的变革历程 9
2.2.3 澳大利亚的佣金制度的变革历程 9
2.2.4 亚洲部分国家的佣金制度的变革历程 9
2.3 国内的佣金制度的变革历程 11
2.3.1 浮动佣金制实行前的情况 11
2.3.2 浮动..
摘 要
佣金制度是有关佣金收取对象、收取标准和收取方式等的规划安排。从世界范围看,各发达国家在证券市场发展初期采用的都是固定佣金制,即由各国证券管理部门或证券交易所来确定一个统一的佣金比率或范围较窄的浮动界限。但随着全球经济一体化和金融自由化浪潮的冲击,佣金制度在全球范围内发生了巨大的变革。而我国的证券市场从成立之日起便一直采用固定佣金制,它适合我国证券市场的现实状况及发展水平,对我国这样一个新兴的证券市场的稳定、成长和发展起到了积极作用。
本文分三大部分分别介绍了佣金制度的变革历程、xx证券实行浮动佣金制后的效应分析、xx证券在浮动佣金制的后竞争时代的应对措施与未来战略。
第一部分分为三节，第一节简要介绍佣金制度的定义以及对证券公司收入和利润的影响。第二节分国家和地区介绍国外证券市场的佣金制度的变革历史以及经验教训。第三节通过介绍我国实行浮动佣金制前后的变化和影响来说明券商行业在实行浮动佣金制后面临的巨大机遇和挑战。
第二部分分为两节，分别运用定性分析和定量分析的方法分析、比较和总结，简析xx证券公司在应对我国证券行业的浮动佣金制的改革所做出的各种应对措施以及产生的正面效应和负面效应。其中正面效应包括优化公司结构，提高服务质量，经营模式创新，资产管理业务增长，以及未来的机遇和创新。负面效应包括经纪业务收入的部分转移，利润增加的巨大挑战，以及服务全面化和系统化的缺乏。
第三部分分为两节，第一节是简述xx证券公司在实行浮动佣金制后的未来战略提高核心竞争力，第二节是详细分析xx证券公司为了使未来战略实现所做出的应对措施。
关键词 浮动佣金制 效应分析 企业核心竞争力 未来发展战略
Abstract
Commission is the plan of commission charged objects, collection of standards and means of receipt of the planning arrangements. From a global perspective, the early stage of development in the securities market with the developed countries are the fixed commission system, that is, national stock exchange the securities management department or commission to determine a unified floating rate or narrow limits. But with the global wave of economic integration and financial liberalization, the impact of commission around the world has undergone tremendous changes. The establishment of China's securities market from the date has been fixed commission system, it is suitable for the reality of China's securities market and the development of a new stock market in China's stability, growth and development played a positive role.
This thesis introduced the three most of the commission's reform process, GF Securities commission system for a floating effect，analysis of GF Securities commission system in the post-float era of competition and future response strategies.
The first part of the divided into three sections, section 1 briefly introduce the definition of the commission system and the securities company revenue and profit impact. Section 2 describes the foreign sub-national and regional changes in the stock market commission history and lessons learned. Section 3 illustrates the commission system in the face after floating the enormous opportunities and challenges by introducing a floating commission system and the impact of changes before and after the brokerage industry.
The second part of the two sections, the use of qualitative analysis and quantitative analysis method to analyze, compare and summarize Analysis of GF Securities Shijiazhuang branch in response to fluctuations in the securities industry, the reform commission system made of various response measures and the resulting positive and negative effects. One positive effect of including the optimization of corporate structure, improve service quality, business model innovation, asset management, business growth, and future opportunities and innovation. Negative effects include the part of the brokerage business income transfers, the great challenge to increase profits, and service the lack of comprehensive and systematic.
The third part divided into two sections, first section is brief GF Securities Shijiazhuang branch floating in the commission system for the future strategies to enhance core competence, Section two is a detailed analysis of GF Securities Shijiazhuang branch strategies in order to achieve the purpose.
Keywords Floating commission system Analysis of the effect Core Competence of the Corporation Future development strategies
目 录
摘 要 I
Abstract II
第1章 绪论 1
1.1 研究的背景 1
1.2 研究的意义 2
1.2.1 国外的研究现状 3
1.2.2 国内的研究现状 4
1.3 研究思路和方法 5
第2章 佣金制度的变革 7
2.1 佣金制的概述 7
2.1.1 佣金的定义 7
2.1.2 佣金制改革对证券公司收入的巨大影响 7
2.2 国外的佣金制度的变革历程 8
2.2.1 美国的佣金制度的变革历程 8
2.2.2 欧洲国家的佣金制度的变革历程 9
2.2.3 澳大利亚的佣金制度的变革历程 9
2.2.4 亚洲部分国家的佣金制度的变革历程 9
2.3 国内的佣金制度的变革历程 11
2.3.1 浮动佣金制实行前的情况 11
2.3.2 浮动..
