中国工商银行xx县支行内部审计业务流程及内部控制制度毕业设计.doc
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中国工商银行xx县支行内部审计业务流程及内部控制制度毕业设计,毕业设计，本人书写论文多年，上传作品为毕业合格作品，完整内容。格式标准，21100字左右。介绍： 摘要本文首先介绍了中国工商银行xx县支行的基本情况、内部审计制度现状等。接着讲述了中国工商银行xx县支行内部审计制度设计的整体思路，即对该行内部审计制度设计目的、意义和内部审计人员岗位责任。然后重点阐述了中国工商银行xx县...
内容介绍
此文档由会员 白痴学东西 发布
毕业设计，本人书写论文多年，上传作品为毕业合格作品，完整内容。格式标准，21100字左右。介绍：
摘 要
本文首先介绍了中国工商银行xx县支行的基本情况、内部审计制度现状等。接着讲述了中国工商银行xx县支行内部审计制度设计的整体思路，即对该行内部审计制度设计目的、意义和内部审计人员岗位责任。然后重点阐述了中国工商银行xx县支行内部审计的流程。其中包括审计立项、准备工作、审计取证和审计报告等工作程序。最后，对该行内部审计的具体工作制度提出了具体的方案，在遵循该行内部审计政策和原则的情况下，按照目前最先进的内部审计制度设计方法，对该行的信贷业务、票据业务、抵债资产业务、财务会计业务以及国际业务的内部审计方法进行再设计，从而得出更加符合本企业发展的内部审计制度。
关键词 商业银行 内部审计
Abstract
This paper firstly introduces SuiLengXian subbranch of a bank of China commerce and the basic situation, the internal audit system status, etc. Then about the industrial and commercial bank of China SuiLengXian subbranch of internal audit system design of the whole idea of the internal audit, namely the design purpose, significance and system of internal auditors post responsibility. Then emphatically expounds SuiLengXian subbranch of a bank of China internal audit process. Including auditing, preparation, project auditing forensics and auditing reports, etc. Finally, on the bank of the internal audit work system and puts forward some specific solutions in the internal audit, follow the principles and policies in accordance with the current situation, the most advanced internal audit system design method for the credit business, bills, pay business, financial and accounting business assets and international business internal audit methods to design, thus draws more in line with the development of the enterprise internal audit system.
Key words Commercial banks internal audit
目 录
摘 要 I
ABSTRACT II
第1章 中国工商银行XX县支行概况 2
1.1 自然概况 2
1.2 银行运营管理概况 3
第2章 中国工商银行XX县支行内部审计基础工作制度设计 5
2.1内部审计制度设计的目的 5
2.2内部审计制度设计的意义 5
2.3内部审计人员岗位责任设计 6
第3章 中国工商银行XX县支行内部审计业务流程设计 7
3.1审计立项工作程序 7
3.2审计准备工作程序 8
3.3 审计取证程序 9
3.4 审计报告工作程序 12
3.4.1详式审计报告 12
3.4.2简式审计报告 13
3.4.3审计报告的编制 14
3.4.4审计报告的处理 14
3.5 审计资料整理工作程序 15
第4章 中国工商银行XX县支行内部审计具体业务制度设计 20
4.1信贷业务内部审计制度设计 20
4.1.1信贷业务管理总体状况审计 20
4.1.2法人贷款业务 21
4.1.3 个人贷款业务 23
4.2 票据业务内部审计制度设计 23
4.3抵债资产业务内部审计制度设计 24
4.4财务会计审计内部审计制度设计 25
4.5国际业务内部审计制度设计 27
结束语 29
致谢 30
参考文献 31
Table of contents
Chapter 1 Overview of China Industrial and Commercial Bank of China Suileng County Branch 2
1.1 Overview of natural 2
1.2 Bank of Operations Management 3
Chapter 2 Suileng County Branch of China Industrial and Commercial Bank of China based on the internal audit work system design 5
2.1 Designed 5
2.2 The significance of the internal audit system design 5
2.3 The design of the internal audit staff job responsibilities 6
Chapter 3 Sub-branch of China Industrial and Commercial Bank of China Suileng County Internal Audit Process Design 7
3.1 The audit of project procedures 7
3.2 Audit preparation process 8
3.3 The audit evidence process 9
3.4 Audit procedures 12
3.4.1 Details of audit reports 12
3.4.2 Short form audit report 13
3.4.3 The preparation of audit reports 14
3.4.4 Treatment of audit reports 14
3.5 Audit documentation procedures 15
Chapter 4 Suileng County Branch of China Industrial and Commercial Bank of China the specific design of internal audit system 20
4.1 The design of the system of internal audit credit operations 20
4.1.1 Overall situation of the credit business management audit 20
4.1.2 Corporate Lending 21
4.1.3 Personal loans 23
4.2 The design of the system of internal audit bill business 23
4.3 Debt equity business design of the system of internal audit 24
4.4 Internal audit of financial accounting and auditing system design 25
4.5 Design of the internal audit system of international businesses 27
Conclusion 29
Acknowledgement 30
References 31
摘 要
本文首先介绍了中国工商银行xx县支行的基本情况、内部审计制度现状等。接着讲述了中国工商银行xx县支行内部审计制度设计的整体思路，即对该行内部审计制度设计目的、意义和内部审计人员岗位责任。然后重点阐述了中国工商银行xx县支行内部审计的流程。其中包括审计立项、准备工作、审计取证和审计报告等工作程序。最后，对该行内部审计的具体工作制度提出了具体的方案，在遵循该行内部审计政策和原则的情况下，按照目前最先进的内部审计制度设计方法，对该行的信贷业务、票据业务、抵债资产业务、财务会计业务以及国际业务的内部审计方法进行再设计，从而得出更加符合本企业发展的内部审计制度。
关键词 商业银行 内部审计
Abstract
This paper firstly introduces SuiLengXian subbranch of a bank of China commerce and the basic situation, the internal audit system status, etc. Then about the industrial and commercial bank of China SuiLengXian subbranch of internal audit system design of the whole idea of the internal audit, namely the design purpose, significance and system of internal auditors post responsibility. Then emphatically expounds SuiLengXian subbranch of a bank of China internal audit process. Including auditing, preparation, project auditing forensics and auditing reports, etc. Finally, on the bank of the internal audit work system and puts forward some specific solutions in the internal audit, follow the principles and policies in accordance with the current situation, the most advanced internal audit system design method for the credit business, bills, pay business, financial and accounting business assets and international business internal audit methods to design, thus draws more in line with the development of the enterprise internal audit system.
Key words Commercial banks internal audit
目 录
摘 要 I
ABSTRACT II
第1章 中国工商银行XX县支行概况 2
1.1 自然概况 2
1.2 银行运营管理概况 3
第2章 中国工商银行XX县支行内部审计基础工作制度设计 5
2.1内部审计制度设计的目的 5
2.2内部审计制度设计的意义 5
2.3内部审计人员岗位责任设计 6
第3章 中国工商银行XX县支行内部审计业务流程设计 7
3.1审计立项工作程序 7
3.2审计准备工作程序 8
3.3 审计取证程序 9
3.4 审计报告工作程序 12
3.4.1详式审计报告 12
3.4.2简式审计报告 13
3.4.3审计报告的编制 14
3.4.4审计报告的处理 14
3.5 审计资料整理工作程序 15
第4章 中国工商银行XX县支行内部审计具体业务制度设计 20
4.1信贷业务内部审计制度设计 20
4.1.1信贷业务管理总体状况审计 20
4.1.2法人贷款业务 21
4.1.3 个人贷款业务 23
4.2 票据业务内部审计制度设计 23
4.3抵债资产业务内部审计制度设计 24
4.4财务会计审计内部审计制度设计 25
4.5国际业务内部审计制度设计 27
结束语 29
致谢 30
参考文献 31
Table of contents
Chapter 1 Overview of China Industrial and Commercial Bank of China Suileng County Branch 2
1.1 Overview of natural 2
1.2 Bank of Operations Management 3
Chapter 2 Suileng County Branch of China Industrial and Commercial Bank of China based on the internal audit work system design 5
2.1 Designed 5
2.2 The significance of the internal audit system design 5
2.3 The design of the internal audit staff job responsibilities 6
Chapter 3 Sub-branch of China Industrial and Commercial Bank of China Suileng County Internal Audit Process Design 7
3.1 The audit of project procedures 7
3.2 Audit preparation process 8
3.3 The audit evidence process 9
3.4 Audit procedures 12
3.4.1 Details of audit reports 12
3.4.2 Short form audit report 13
3.4.3 The preparation of audit reports 14
3.4.4 Treatment of audit reports 14
3.5 Audit documentation procedures 15
Chapter 4 Suileng County Branch of China Industrial and Commercial Bank of China the specific design of internal audit system 20
4.1 The design of the system of internal audit credit operations 20
4.1.1 Overall situation of the credit business management audit 20
4.1.2 Corporate Lending 21
4.1.3 Personal loans 23
4.2 The design of the system of internal audit bill business 23
4.3 Debt equity business design of the system of internal audit 24
4.4 Internal audit of financial accounting and auditing system design 25
4.5 Design of the internal audit system of international businesses 27
Conclusion 29
Acknowledgement 30
References 31
