xx证券上海xx营业部风险管理存在的问题论文.doc
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xx证券上海xx营业部风险管理存在的问题论文,摘要在社会的经济活动中，证券公司是通过对风险的管理而获得利益，在寻求风险与利益的相对平衡中生存并完成其所承担的社会经济职能。由此可见，风险时刻伴随着证券公司，影响着证券公司的业务活动。证券公司要想在当前竞争激烈、充满风险的市场环境中求得发展，就必须对风险进行管理。 本文在对国内外证券公司所采用的风险管理比较分析的基础上...
内容介绍
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摘要
在社会的经济活动中，证券公司是通过对风险的管理而获得利益，在寻求风险与利益的相对平衡中生存并完成其所承担的社会经济职能。由此可见，风险时刻伴随着证券公司，影响着证券公司的业务活动。证券公司要想在当前竞争激烈、充满风险的市场环境中求得发展，就必须对风险进行管理。
本文在对国内外证券公司所采用的风险管理比较分析的基础上，研究了光大证券上海xx营业部的风险管理现状。首先，阐述了论文的研究背景，其次介绍了关于风险管理的国内外研究现状，其次，介绍了关于风险管理的一些理论，第四，介绍了光大证券上海xx营业部的发展状况、经营范围以及营业部所面临的风险，第四，在国内外学者研究的理论基础上，依据风险管理等相关理论，对光大证券上海xx营业部风险管理现状进行客观的分析，提出了光大证券上海xx营业部风险管理存在的问题及应采取的改善措施。
关键词:证券公司，风险，风险管理
The Study of Risk Management for
Guang da Securities Company
Abstract
In the economic activity of the society,the securities corporation acquires an
advantage through risk management,and seeks the relative balance of the risk and interest to survive and finish its social economic function.Therefore,the risk follows the securities corporation constantly，and influences the operational activities of the securities corporation. If the securities corporation wants to get development in present fierce competition,it must manage the risk.
The textual research object is to conduct riskmanagement of Guang da Securities Shanghai Century Road Securities Sales Department.First of all, described the research background, and second, introduced the domestic and international research on risk management situation, and then introduced the theory on risk management, the fourth, introduced the Century Road Shanghai Guang da Securities Sales Departments' business development , business Scope and risks , the fourth，In thecountry, both within and outside experts and scholars on the basis of theoretical study, based on risk management and other related theories, from the risk management and control, Guang da Securities Shanghai Century Road Sales Department's risk，and this risk management problems and measures to be taken to improve.Finally，This article describes the conclusion of the study,research and further research.
Key words:Securities Company Risk Risk Management
在社会的经济活动中，证券公司是通过对风险的管理而获得利益，在寻求风险与利益的相对平衡中生存并完成其所承担的社会经济职能。由此可见，风险时刻伴随着证券公司，影响着证券公司的业务活动。证券公司要想在当前竞争激烈、充满风险的市场环境中求得发展，就必须对风险进行管理。
本文在对国内外证券公司所采用的风险管理比较分析的基础上，研究了光大证券上海xx营业部的风险管理现状。首先，阐述了论文的研究背景，其次介绍了关于风险管理的国内外研究现状，其次，介绍了关于风险管理的一些理论，第四，介绍了光大证券上海xx营业部的发展状况、经营范围以及营业部所面临的风险，第四，在国内外学者研究的理论基础上，依据风险管理等相关理论，对光大证券上海xx营业部风险管理现状进行客观的分析，提出了光大证券上海xx营业部风险管理存在的问题及应采取的改善措施。
关键词:证券公司，风险，风险管理
The Study of Risk Management for
Guang da Securities Company
Abstract
In the economic activity of the society,the securities corporation acquires an
advantage through risk management,and seeks the relative balance of the risk and interest to survive and finish its social economic function.Therefore,the risk follows the securities corporation constantly，and influences the operational activities of the securities corporation. If the securities corporation wants to get development in present fierce competition,it must manage the risk.
The textual research object is to conduct riskmanagement of Guang da Securities Shanghai Century Road Securities Sales Department.First of all, described the research background, and second, introduced the domestic and international research on risk management situation, and then introduced the theory on risk management, the fourth, introduced the Century Road Shanghai Guang da Securities Sales Departments' business development , business Scope and risks , the fourth，In thecountry, both within and outside experts and scholars on the basis of theoretical study, based on risk management and other related theories, from the risk management and control, Guang da Securities Shanghai Century Road Sales Department's risk，and this risk management problems and measures to be taken to improve.Finally，This article describes the conclusion of the study,research and further research.
Key words:Securities Company Risk Risk Management
